Business Analyst with Trade Surveillance Job at Vaiticka Solution, Charlotte, NC

Uk9wWDA5Z01FQ3VwUFB3V1p0RG00Zmxy
  • Vaiticka Solution
  • Charlotte, NC

Job Description

Job Summary:

We are seeking an experienced Business Analyst with a strong background in Trade Surveillance to join our dynamic team in Charlotte, NC . The ideal candidate will possess a solid understanding of trading activities across asset classes, regulatory compliance, and surveillance systems. You will work closely with business stakeholders, compliance teams, and technology partners to ensure robust trade monitoring and reporting practices.

Key Responsibilities:

  • Act as a liaison between business users, compliance, and technology teams to gather, analyse, and document business requirements for trade surveillance systems.
  • Collaborate on the design and implementation of surveillance models and rules across asset classes (e.g., equities, fixed income, derivatives).
  • Analyse trading data and alerts to identify patterns of potential market abuse or non-compliant behavior.
  • Work with regulatory compliance teams to ensure surveillance practices meet FINRA, SEC, and other global regulatory requirements.
  • Support the development and enhancement of trade surveillance tools and platforms such as NICE Actimize, SMARTS, or similar systems.
  • Assist in User Acceptance Testing (UAT) and validation of implemented features.
  • Track project milestones and provide regular updates to project stakeholders and leadership.

Job Tags

Similar Jobs

Stokes-Hodges Ford

Parts Advisor Auto Dealership Job at Stokes-Hodges Ford

Description: Stokes Hodges Ford Want to be a part of a growing, successful, award-winning team of family-owned dealerships where you will experience a culture of professionalism, respect, and teamwork? Then you need to join Stokes Hodges Auto Group comprised of...

Rinse

Operations Coordinator Job at Rinse

 ...massive consumer problem and creating a significantly better dry cleaning and laundry experience through the combination of "smart...  ...employees); paid time off; paid sick leave; 401k; Snacks at the office; Free laundry and dry cleaning (Rinse credit provided). Applicants... 

Rainaldi Home Services

Residential HVAC Installer Job at Rainaldi Home Services

 ...Join Rainaldi Home Services, a family-owned business specializing in residential HVAC services and repairs. With 47 years of experience and an A+ Better Business Bureau rating, we pride ourselves on our strong customer relationships and service-focused approach. We offer... 

AdaptHealth LLC

Pharmacy Technician Job at AdaptHealth LLC

 ...Pharmacy Technician The Pharmacy Technician will perform many pharmacy-related functions under the direct supervision of a licensed pharmacist and perform administrative functions of the department that do not require professional judgment and extensive technical training... 

Grand Sierra Resort

Spa Manager Job at Grand Sierra Resort

 ...Summary: The Spa Manager needs to be extremely detailed, self-motivated, and willing to take on initiatives as they arise. Open communication is key for the Spa Management, as well as the ability to enforce Spa Policies and Procedures in an effective manner. ESSENTIAL...